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SEC Rule 144A
Results: 115

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101	Microsoft Word[removed]_3_.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-05 08:51:55 Financial system Finance 73rd United States Congress Financial services Securities Exchange Act U.S. Securities and Exchange Commission Broker-dealer Securities and Exchange Commission Rule 144A United States securities law Financial economics United States Securities and Exchange Commission
102	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]May 15, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in the s Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-15 08:45:44 Financial system Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Net capital rule Rule 144A United States securities law Financial economics United States Securities and Exchange Commission
103	Microsoft Word[removed]Trading Suspension.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-09-30 08:57:35 Financial economics Financial system 73rd United States Congress Financial services Securities Exchange Act Broker-dealer U.S. Securities and Exchange Commission Securities and Exchange Commission Rule 144A United States securities law United States Securities and Exchange Commission Finance
104	Trading Suspension: U.S. Windfarming, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-06-09 09:15:40 Financial regulation Finance Financial system Securities Exchange Act U.S. Securities and Exchange Commission Securities Act Securities and Exchange Commission Rule 144A Form 144 United States securities law United States Securities and Exchange Commission 73rd United States Congress
105	Microsoft Word[removed]Trading suspension Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-05-25 08:02:07 Financial system Finance 73rd United States Congress Financial services Securities Exchange Act U.S. Securities and Exchange Commission Broker-dealer Securities and Exchange Commission Rule 144A United States securities law United States Securities and Exchange Commission Financial economics
106	Freedom Environmental Services, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-09-17 06:40:06 Financial economics Financial system 73rd United States Congress Financial services Securities Exchange Act U.S. Securities and Exchange Commission Broker-dealer Securities and Exchange Commission Rule 144A United States securities law United States Securities and Exchange Commission Finance
107	Corrected to Conform to the Federal Register Version SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230, 239 and 242 Release No[removed]; No[removed]; No. IA-3624; File No. S7[removed]RIN 3235-AL34 Eliminating the Prohib Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-07 15:25:36 United States securities law Investment 73rd United States Congress SEC filings Financial regulation Regulation D Securities Act Qualified institutional buyer Rule 144A United States Securities and Exchange Commission Financial economics Finance
108	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]June 12, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by Amen Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-13 08:18:39 Funds Financial services Collective investment schemes United States Securities and Exchange Commission Exchange-traded fund Asset-backed security Security Securities Exchange Act Rule 144A Financial economics Investment Finance
109	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]May 19, 2006 SECURITIES AND EXCHANGE COMMISSION SUSPENDS TRADING IN THE SECURITIES OF CHINA ENERGY SAVINGS TECH Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-05-19 09:09:21 Financial regulation Finance Financial system Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Securities Act Form 144 Rule 144A United States securities law United States Securities and Exchange Commission 73rd United States Congress
110	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-04 08:53:17 Financial economics Financial regulation 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Broker-dealer Securities and Exchange Commission Rule 144A Form 144 United States securities law United States Securities and Exchange Commission Finance

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